Securities & Capital Markets Law
Master SEBI regulations, insider trading compliance, takeover code, cyber security frameworks for market intermediaries, and capital markets litigation from a practitioner's perspective.
Eight Specialist Parts
A comprehensive journey through securities law, from foundational SEBI framework to advanced capital markets litigation.
SEBI Act & Securities Laws Overview
Master the foundational framework - SEBI Act 1992, Securities Contracts Regulation Act, Depositories Act, and SEBI's expansive powers and jurisdiction.
Listing Obligations & Disclosure Requirements
Navigate LODR regulations - continuous disclosure, material event reporting, related party transactions, and corporate governance compliance.
Insider Trading Regulations
Deep dive into PIT Regulations - insider definition, UPSI identification, trading windows, Structured Digital Database, penalties and defenses.
Substantial Acquisition & Takeover Code
Master takeover regulations - trigger thresholds, open offer mechanics, pricing regulations, exemptions, and compliance strategies.
Cyber Security Framework for Market Intermediaries
SEBI's cyber security and cyber resilience framework - SOC requirements, incident reporting, business continuity, and compliance for intermediaries.
Digital Disclosure & XBRL Compliance
Master digital compliance - XBRL filing requirements, SEBI disclosure portals, electronic record maintenance, and digital signature protocols.
Settlement & Enforcement Mechanisms
Navigate SEBI enforcement - investigation powers, consent orders, settlement scheme mechanics, disgorgement, and penalty frameworks.
Capital Markets Litigation & Appeals
Master appellate practice - SAT procedures, Supreme Court appeals, interim relief strategies, cross-examination, and litigation tactics.
What You Will Master
Upon completing this specialist module, you will be equipped to practice as a securities and capital markets professional.
Navigate SEBI's regulatory framework and advise on compliance across securities law statutes
Structure insider trading compliance programs and defend against PIT violation allegations
Advise on takeover code compliance, open offer obligations, and exemption applications
Implement cyber security frameworks for market intermediaries and handle SEBI incident reporting
Ensure XBRL compliance and digital disclosure requirements for listed entities
Represent clients before SEBI, SAT, and Supreme Court in capital markets disputes
Ready to Specialize in Securities Law?
Begin with Part 1 and master the complete securities and capital markets regulatory framework. Each part builds your expertise progressively.