Module 6: Corporate Governance & LODR Compliance
A comprehensive, practice-oriented training module designed for securities lawyers, company secretaries, compliance officers, and in-house counsels mastering SEBI LODR Regulations 2015 and corporate governance requirements for listed entities.
Five Comprehensive Parts
Each part builds upon the previous, creating a complete framework for understanding and practicing LODR compliance in India.
LODR Regulations Overview
Understand the complete framework of SEBI LODR Regulations 2015, applicability thresholds, key chapters, principles-based approach, and recent 2023 amendments.
Board Composition & Meetings
Master requirements for independent directors, woman directors, board committees (Audit, NRC, SRC), meeting frequency, quorum requirements, and director appointment processes.
Disclosure Obligations
Navigate continuous disclosure requirements, material events under Regulation 30, financial results disclosure, shareholding patterns, and corporate governance reports.
Related Party Transactions
Understand RPT definitions, material RPT thresholds, audit committee approval requirements, shareholder approval processes, and RPT policy requirements under LODR.
Annual Compliance & Filings
Master annual report requirements, secretarial audit, annual secretarial compliance report, AGM requirements, and complete stock exchange filings calendar.
Module Assessment Quiz
Test your understanding with 50 scenario-based questions covering all five parts. Detailed explanations provided for each answer.
What You Will Master
Upon completing this module, you will have developed competencies essential for effective LODR compliance practice.
Navigate the complete SEBI LODR Regulations 2015 framework and understand applicability to different categories of listed entities
Structure board composition compliant with LODR including independent directors, woman directors, and mandatory committees
Identify and timely disclose material events under Regulation 30 and ensure continuous disclosure compliance
Structure and approve related party transactions in compliance with LODR requirements and avoid regulatory pitfalls
Prepare annual compliance filings including annual report, secretarial audit, and ensure timely stock exchange submissions
Advise listed companies on corporate governance best practices and handle SEBI show cause notices
Ready to Begin Your Journey?
Start with Part 1 and build your expertise step by step. Each part includes practical examples, regulatory references, case studies, and assessment quizzes.